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Understanding "Zero to One": A Guide for Investors

Updated: Feb 19



"Zero to One" is a concept popularized by Peter Thiel, co-founder of PayPal and Palantir, and an influential venture capitalist. In his book, "Zero to One: Notes on Startups, or How to Build the Future", Thiel lays out a philosophy on innovation, startups, and value creation that has become a must-read for entrepreneurs and investors alike. At its core, the idea of "Zero to One" is about creating something entirely new (going from zero to one) rather than iterating on an existing idea (going from one to n). In the context of startups and investing, this means investing in or building businesses that create entirely new categories or redefine existing ones.



The Importance of Monopolies


Thiel argues that in business, the goal should be to create and sustain a monopoly. Contrary to conventional wisdom, which views monopolies as bad for consumers and competition, Thiel believes that monopolies drive progress because they can afford to think long-term, invest in innovation, and provide significant value to consumers. For example, consider Google in the search engine space. By offering a vastly superior search solution, Google effectively monopolized the market, which in turn allowed them to invest in numerous other ventures and innovations.


Investor takeaway: Look for companies that have the potential to dominate their market niche, not just compete within it.


Vertical Progress vs. Horizontal Progress


The difference between vertical and horizontal progress is at the heart of the "Zero to One" philosophy.


  • Horizontal Progress (1 to n): This is about iterating on what's already known. For instance, if you take one typewriter and build 100, you've made horizontal progress.

  • Vertical Progress (0 to 1): This is about doing something entirely new. If you take that typewriter and transform it into a word processor, you've made vertical progress.


Investor takeaway: While horizontal progress can be lucrative, the biggest returns often come from vertical progress, as it creates entirely new markets or dramatically reshapes existing ones.

The Power Law in Investing


Thiel discusses the power law dynamics of venture capital, where a small number of investments produce the majority of returns. In essence, most startups fail or achieve modest success, but a few "unicorn" startups become immensely valuable and generate outsized returns.


Investor takeaway: Diversification is essential, but understand that in the startup world, a small number of investments will likely drive the bulk of returns. Recognizing potential "Zero to One" companies is crucial.


The Role of Definite Optimism


Thiel categorizes the future into four possible views: definite optimism, definite pessimism, indefinite optimism, and indefinite pessimism. He argues that "definite optimism" – having a clear vision of the future and working towards it – is the most productive stance. For instance, Elon Musk's ventures like SpaceX and Tesla can be seen through the lens of definite optimism. He has a clear vision of a future with interplanetary colonization and sustainable energy and is working towards it.


Investor takeaway: Back entrepreneurs and companies with a clear, optimistic vision of the future, as they are more likely to make "Zero to One" leaps.


Examples of "Zero to One" Companies:


  • Apple with the iPhone: Before the iPhone, smartphones were largely business tools without a unified experience. Apple created a new category of consumer smartphones.

  • Airbnb: Before Airbnb, the idea of staying in someone's home while traveling was not mainstream. Airbnb not only created a new market but also transformed how we think about accommodation.

  • Netflix: While initially it was an iteration on the DVD rental model, its pivot to streaming and original content creation has reshaped the entertainment industry.


For investors, understanding the "Zero to One" philosophy can provide a unique lens through which to evaluate potential investments. By focusing on companies and entrepreneurs aiming for vertical progress and monopolistic dominance, investors can position themselves to capture the outsized returns that come from truly transformative businesses.

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